本文以天津市43篇科技成果转化相关政策文本为研究对象,基于“政策工具—政策目标”二维框架剖析其结构特征与优化路径。研究发现:(1)政策工具结构失衡:供给型(49.74%)与环境型工具(46.56%)占比过高,需求型工具仅占3.70%,市场拉动作用明显不足;(2)重技术转移、轻产业化:政策聚焦技术转移与应用推广(69.31%),产业化阶段支持薄弱(4.76%);(3)政策工具与转化阶段适配性不足:研发阶段忽视成果质量提升(“成果特性”工具仅占7.14%),产业化阶段过度依赖短期“资金支持”,缺乏长效金融税收机制;(4)缺少实施细则,削弱政策执行力。建议强化需求型工具应用,均衡三阶段政策布局,建立“阶段—工具”动态适配机制,并完善配套细则以提升效能。
This study examines 43 policy documents on science and technology achievement transformation issued
by Tianjin Municipality, analyzing them through a two-dimensional framework of "policy tools - policy objectives"
to dissect structural characteristics and optimization pathways. Findings show: (1) Imbalanced policy instrument
structure: Supply-side (49.74%) and environmental instruments (46.56%) dominate, while demand-side instruments
account for merely 3.70%, resulting in weak market pull; (2) Overemphasis on technology transfer at the expense
of industrialization: Policies disproportionately focus on technology transfer and application (69.31%), with weak
support for industrialization stage (4.76%); (3) Insufficient adaptability between policy tools and transformation
stages: The R&D phase neglects quality enhancement (“quality characteristics of outcomes” instruments: 7.14%),
while industrialization relies excessively on short-term “funding support” without long-term fiscal and taxation
mechanisms; (4) Absence of implementation rules weakens policy effectiveness. Recommendations include
strengthening demand-side instruments, balancing three-stage policy allocation, establishing a dynamic “stage
instrument” adaptation mechanism, and refining supporting rules to improve policy effectiveness.